"The people who walk in darkness are no longer prepared to do so." — Nobel Peace Prize Committee, 2011 The Hidden Hands of Corruption When we think of corruption, our minds often turn to far-off regimes or shadowy despots. But as Frank Vogl — co-founder of Transparency International and author of The Enablers — reminds … Continue reading Who Are the Enablers in UK Finance?
Tag: transparency
Navigating the Two Hats Dilemma: Managing Conflicts of Interest in Financial Planning
As financial professionals, maintaining client trust is paramount. However, conflicts of interest can arise when individuals or firms juggle both regulated and unregulated activities, often referred to as "wearing two hats." This scenario is particularly relevant for financial planners who simultaneously operate as regulated financial advisers. The Two Hats Scenario In the world of financial … Continue reading Navigating the Two Hats Dilemma: Managing Conflicts of Interest in Financial Planning
