The FCA’s Controversial Strategy: A Catalyst for Change in the Financial Advisory Landscape

The Financial Conduct Authority's (FCA) recent announcement to 'name and shame' firms under investigation has sparked significant debate within the financial services sector. With approximately two-thirds of these investigations concluding without further action, there's a growing concern among regulated advisers about the potential for unwarranted reputational damage. This aggressive enforcement tactic may lead advisers to … Continue reading The FCA’s Controversial Strategy: A Catalyst for Change in the Financial Advisory Landscape